Target User(s)

Regulators, financial institutions, corporate service providers, filing agents and publicly listed entities.

 

The Need(s)

Due to the increasing number of regulations and need for operational transparency, organizations are increasingly adopting the use of consolidated and harmonized sets of compliance controls.       

 

Scorecard(s)

AML, Board Evaluation, CGARD.

 

Focus

To ensure compliance to regulatory and statutory requirements by financial institutions, corporations and professional service providers.

 

Outcome

An aligned operating strategy, effective oversight mechanisms, integrated risk and control activities, resource and personnel optimization, streamlined business processes and quality data and information.